Credit Suisse Group AG gibt Ergebnis des Bezugsrechtsangebots bekannt Donnerstag, 03. Dezember 2015 - 18:00
Credit Suisse Group AG gibt Ergebnis des Bezugsrechtsangebots bekannt
03.12.2015
Media Relations Credit Suisse, +41 844 33 88 44, media.relations@credit-suisse.com
Investor Relations Credit Suisse, +41 44 333 71 49, investor.relations@credit-suisse.com
This document is not for release, publication or distribution (directly or indirectly) in or to the United States, Canada, Australia, the Hong Kong Special Administrative Region of the People’s Republic of China, South Africa or Japan. It is not an offer of securities for sale in or into the United States, Canada, Australia, the Hong Kong Special Administrative Region of the People’s Republic of China, South Africa or Japan.
This document is not an offer of securities for sale in the United States. The shares to which this document relates have not been and will not be registered under the United States Securities Act of 1933, as amended (the “Securities Act”), and may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act. There will not be a public offering of shares in the United States.
Im Rahmen des Bezugsrechtsangebots wurden den bestehenden Aktionären der Credit Suisse Group AG bis zu 260’983’898 neu auszugebende Namenaktien mit einem Nennwert von je CHF 0.04 angeboten. Die Aktionäre der Credit Suisse Group AG erhielten ein Bezugsrecht für jede Namenaktie, die sie per 20. November 2015 nach Börsenschluss gehalten hatten. 13 Bezugsrechte gewährten deren Inhaber das Recht, vorbehaltlich bestimmter Einschränkungen durch lokale Gesetze, zwei neue Namenaktien zum Bezugspreis von CHF 18 pro Aktie zu erwerben.
Bis zum Ende der Ausübungsfrist für die Bezugsrechte am 3. Dezember 2015 um 12.00 Uhr (MEZ) wurden Bezugsrechte für 258’445’328 neue Namenaktien rechtsgültig ausgeübt, was 99,0% der angebotenen neuen Namenaktien entspricht. Wir haben vor, 2’538'570 Namenaktien, für die die Bezugsrechte nicht ausgeübt wurden, am Markt zu verkaufen.
Der Bruttoerlös für die Credit Suisse Group AG aus dem Bezugsrechtsangebot beträgt CHF 4,7 Milliarden. Die Anzahl der ausgegebenen Namenaktien der Credit Suisse Group AG erhöhte sich durch das Bezugsrechtsangebot auf 1’957’379’244. Das Aktienkapital der Credit Suisse Group AG stieg von CHF 67‘855‘813.84 um CHF 10’439’355.92 auf CHF 78’295’169.76.
Die Kotierung und der erste Handelstag der im Rahmen des Bezugsrechtsangebots neu ausgegebenen Namenaktien an der SIX Swiss Exchange, ebenso wie die Lieferung der neuen Namenaktien gegen Bezahlung des Bezugspreises, dürfte plangemäss am 4. Dezember 2015 erfolgen.
Der Bruttoerlös für die Credit Suisse Group AG aus der Kapitalerhöhung über ein Bezugsrechtsangebot und der vorgängig durchgeführten Kapitalerhöhung in der Form einer Privatplatzierung beträgt insgesamt CHF 6,0 Milliarden. Infolge der beiden Kapitalerhöhungen hätte die Credit Suisse Group AG eine Quote des harten Kernkapitals (CET1) auf Look-through-Basis nach Basel III von 12,2% pro forma per Ende des dritten Quartals 2015 und eine Leverage Ratio auf Look-through-Basis für das harte Kernkapital (CET1) nach Basel III von 3,5% pro forma per Ende des dritten Quartals 2015 erreicht, wenn die beiden Kapitalerhöhungen zu diesem Datum durchgeführt worden wären und unter Berücksichtigung der Jahresendziele 2015 für risikogewichtete Aktiven und das Leverage Exposure.
Not for release, publication or distribution in or to the United States, Canada, Australia, the Hong Kong Special Administrative Region of the People’s Republic of China, South Africa or Japan.
DISCLAIMER
Important note
This document is intended to provide information to the shareholders of Credit Suisse Group AG and the general public on the share capital increases voted at the Extraordinary General Meeting of Shareholders of Credit Suisse Group AG on November 19, 2015. This document is not an offer to sell or a solicitation of an offer to buy or subscribe for securities of Credit Suisse Group AG. This document is not a prospectus within the meaning of article 652a of the Swiss Code of Obligations, nor is it a listing prospectus as defined in the listing rules of the SIX Swiss Exchange AG or of any other exchange or regulated trading facility in Switzerland or a prospectus under any other applicable laws. Copies of this document may not be sent to jurisdictions, or distributed in or sent from jurisdictions, in which this is barred or prohibited by law. The information contained herein shall not constitute an offer to sell or the solicitation of an offer to buy, in any jurisdiction in which such offer or solicitation would be unlawful prior to registration, exemption from registration or qualification under the securities laws of any jurisdiction. A decision to participate in the rights offering of Credit Suisse Group AG that was put to the vote of the Extraordinary General Meeting of Shareholders on November 19, 2015, should be based exclusively on the offering and listing prospectus published by Credit Suisse Group AG for such purpose and not on the basis of this document.
This document and the information contained herein is not for publication or distribution into the United States of America and should not be distributed or otherwise transmitted into the United States or to U.S. persons (as defined in the U.S. Securities Act of 1933, as amended (the “Securities Act”)) or publications with a general circulation in the United States. This document does not constitute an offer or invitation to subscribe for or to purchase any securities in the United States of America. The Shares referred to herein have not been and will not be registered under the Securities Act or the laws of any state and may not be offered or sold in the United States of America absent registration or an exemption from registration under Securities Act. There will be no public offering of the Shares in the United States of America.
The information contained herein does not constitute an offer of securities to the public in the United Kingdom. No prospectus offering securities to the public will be published in the United Kingdom. This document is only being distributed to and is only directed at (i) persons who are outside the United Kingdom or (ii) to investment professionals falling within article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (iii) high net worth entities, and other persons to whom it may lawfully be communicated, falling within article 49(2)(a) to (d) of the Order (all such persons together being referred to as “relevant persons”). The Shares are only available to, and any invitation, offer or agreement to subscribe, purchase or otherwise acquire such Shares will be engaged in only with, relevant persons. Any person who is not a relevant person should not act or rely on this document or any of its contents.
Any offer of securities to the public that may be deemed to be made pursuant to this communication in any EEA Member State that has implemented Directive 2003/71/EC (together with the 2010 PD Amending Directive 2010/73/EU, including any applicable implementing measures in any Member State, the “Prospectus Directive”) is only addressed to qualified investors in that Member State within the meaning of the Prospectus Directive.
Statement regarding capital, liquidity and leverage
As of January 1, 2013, Basel 3 was implemented in Switzerland along with the Swiss “Too Big to Fail” legislation and regulations thereunder (in each case, subject to certain phase-in periods). As of January 1, 2015, the Bank for International Settlements (“BIS”) leverage ratio framework, as issued by the Basel Committee on Banking Supervision (“BCBS”), was implemented in Switzerland by FINMA. Our related disclosures are in accordance with our interpretation of such requirements, including relevant assumptions. Changes in the interpretation of these requirements in Switzerland or in any of our assumptions or estimates could result in different numbers from those shown in this presentation. Capital and ratio numbers for periods prior to 2013 are based on estimates, which are calculated as if the Basel 3 framework had been in place in Switzerland during such periods.
Unless otherwise noted, leverage exposure is based on the BIS leverage ratio framework and consists of period-end balance sheet assets and prescribed regulatory adjustments. Leverage amounts for 4Q14, which are presented in order to show meaningful comparative information, are based on estimates which are calculated as if the BIS leverage ratio framework had been implemented in Switzerland at such time. Beginning in 2015, the Swiss leverage ratio is calculated as Swiss total capital, divided by period-end leverage exposure. The look-through BIS tier 1 leverage ratio and CET1 leverage ratio are calculated as look-through BIS tier 1 capital and CET1 capital, respectively, divided by end-period leverage exposure.
Cautionary statement regarding forward-looking information
This publication contains forward-looking statements that involve inherent risks and uncertainties, and Credit Suisse Group AG might not be able to achieve the predictions, forecasts, projections and other outcomes Credit Suisse Group AG describes or implies in forward-looking statements. A number of important factors could cause results to differ materially from the plans, objectives, expectations, estimates and intentions Credit Suisse Group AG expresses in these forward-looking statements, including those Credit Suisse Group AG identifies in “Risk Factors” in its Annual Report on Form 20-F for the fiscal year ended December 31, 2014 and in “Cautionary statement regarding forward-looking information” in its third quarter financial report 2015 filed with the US Securities and Exchange Commission, and in other public filings and press releases. Credit Suisse Group AG does not intend to update these forward-looking statements except as may be required by applicable law.
Stabilization Legend
Stabilization/FSA.
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